SEC Form 4 · accession 0001543407-17-000031
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Cohen
Officer — Executive Vice President
Period of report
Aug 22, 2017
Accepted (ET)
Aug 23, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2017 | M | 23,500 | $72.12 | A | 95,270 | D | |
| Common StockF1 | Aug 22, 2017 | D | 8,456 | $200.43 | D | 86,814 | D | |
| Common StockF1 | Aug 22, 2017 | S | 15,044 | $200.43 | D | 71,770 | D | |
| Common Stock | holding | — | — | — | 2,880 | I | By children | |
| Common StockF2 | holding | — | — | — | 18,751 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $72.12 | Aug 22, 2017 | M | 23,500 | D | Nov 22, 2012 | Nov 22, 2021 | Common Stock | 23,500 | 24,011 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $200.00 through $200.79. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2017.
- F3The stock appreciation rights vest in four annual installments beginning November 22, 2012.