SEC Form 4 · accession 0001543407-17-000029
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ribo Alberto Mas
Officer — EVP and Pres, Life Sciences
Period of report
Aug 14, 2017
Accepted (ET)
Aug 14, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | M | 12,003 | $76.18 | A | 29,323 | D | |
| Common StockF1 | Aug 14, 2017 | D | 4,540 | $201.41 | D | 24,783 | D | |
| Common StockF1 | Aug 14, 2017 | S | 7,463 | $201.41 | D | 17,320 | D | |
| Common StockF2 | holding | — | — | — | 2,038 | I | GSIP Trust | |
| Common StockF3 | holding | — | — | — | 1,055 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $76.18 | Aug 14, 2017 | M | 12,003 | D | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 12,003 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $201.20 through $201.62. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of May 31, 2017.
- F3Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2017.
- F4The stock appreciation rights vest in four annual installments beginning November 20, 2013.