SEC Form 4 · accession 0001543407-17-000028
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen R Strahlman
Officer — Senior Vice President
Period of report
Aug 10, 2017
Accepted (ET)
Aug 11, 2017 · 9:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2017 | M | 20,601 | $108.89 | A | 26,638 | D | |
| Common StockF1 | Aug 10, 2017 | D | 11,318 | $198.21 | D | 15,320 | D | |
| Common StockF1 | Aug 10, 2017 | S | 9,283 | $198.21 | D | 6,037 | D | |
| Common StockF3 | holding | — | — | — | 4,816 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $108.89 | Aug 10, 2017 | M | 20,601 | D | Nov 26, 2014 | Nov 26, 2023 | Common Stock | 20,601 | 6,869 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $198 through $198.45. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The stock appreciation rights vest in four annual installments beginning November 26, 2014.
- F3By trust for benefit of reporting person's children of which reporting person is trustee.