SEC Form 4 · accession 0001543407-17-000023
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Sherman
Officer — Sr. VP and General Counsel
Period of report
May 25, 2017
Accepted (ET)
May 26, 2017 · 10:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2017 | M | 48,727 | $76.18 | A | 70,821 | D | |
| Common StockF1 | May 25, 2017 | D | 19,962 | $185.98 | D | 50,859 | D | |
| Common StockF1 | May 25, 2017 | S | 28,765 | $185.98 | D | 22,094 | D | |
| Common StockF2 | holding | — | — | — | 380 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $76.18 | May 25, 2017 | M | 48,727 | D | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 48,727 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $185.35 through $187. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of April 30, 2017.
- F3The stock appreciation rights vest in four annual installments beginning November 20, 2013.