SEC Form 4 · accession 0001543407-16-000136
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Sichak
Officer — Executive Vice President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 8:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | M | 18,246 | $76.18 | A | 26,892 | D | |
| Common StockF1 | Nov 4, 2016 | D | 7,894 | $176.10 | D | 18,998 | D | |
| Common StockF1 | Nov 4, 2016 | S | 10,352 | $176.10 | D | 8,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $76.18 | Nov 4, 2016 | M | 18,246 | D | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 18,246 | 6,085 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $175.75 through $176.33. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The stock appreciation rights vest in four annual installments beginning November 20, 2013.