SEC Form 4 · accession 0001543407-16-000126
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Cohen
Officer — Executive Vice President
Period of report
Aug 11, 2016
Accepted (ET)
Aug 12, 2016 · 9:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 51,833 | $76.64 | A | 125,870 | D | |
| Common StockF1 | Aug 11, 2016 | D | 22,466 | $176.81 | D | 103,404 | D | |
| Common StockF1 | Aug 11, 2016 | S | 29,367 | $176.81 | D | 74,037 | D | |
| Common Stock | holding | — | — | — | 2,880 | I | By children | |
| Common StockF2 | holding | — | — | — | 18,471 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $76.64 | Aug 11, 2016 | M | 51,833 | D | Nov 23, 2011 | Nov 23, 2020 | Common Stock | 51,833 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $176.70 through $177.16. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2016.
- F3The stock appreciation rights vest in four annual installments beginning November 23, 2011.