SEC Form 4 · accession 0001543407-16-000115
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandre Conroy
Officer — Executive Vice President
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 2,346 | $84.33 | A | 27,957 | D | |
| Common StockF1 | May 9, 2016 | D | 1,193 | $165.58 | D | 26,764 | D | |
| Common StockF1 | May 9, 2016 | S | 1,153 | $165.58 | D | 25,611 | D | |
| Common Stock | May 9, 2016 | M | 7,338 | $62.50 | A | 32,949 | D | |
| Common StockF1 | May 9, 2016 | D | 2,764 | $165.58 | D | 30,185 | D | |
| Common StockF1 | May 9, 2016 | S | 4,574 | $165.58 | D | 25,611 | D | |
| Common Stock | May 9, 2016 | M | 10,127 | $75.63 | A | 35,738 | D | |
| Common StockF1 | May 9, 2016 | D | 4,616 | $165.58 | D | 31,122 | D | |
| Common StockF1 | May 9, 2016 | S | 5,511 | $165.58 | D | 25,611 | D | |
| Common StockF2 | holding | — | — | — | 3,349 | I | GSIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $84.33 | May 9, 2016 | M | 2,346 | D | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 2,346 | 0 | D |
| Stock Appreciation RightsF4 | $62.50 | May 9, 2016 | M | 7,338 | D | Nov 25, 2009 | Nov 25, 2018 | Common Stock | 7,338 | 0 | D |
| Stock Appreciation RightsF5 | $75.63 | May 9, 2016 | M | 10,127 | D | Nov 24, 2010 | Nov 24, 2019 | Common Stock | 10,127 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $165.38 through $165.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of October 31, 2012.
- F3The stock appreciation rights vest in four annual installments beginning November 20, 2008.
- F4The stock appreciation rights vest in four annual installments beginning November 25, 2009.
- F5The stock appreciation rights vest in four annual installments beginning November 24, 2010.