SEC Form 4 · accession 0001543407-15-000086
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Sichak
Officer — Executive Vice President
Period of report
Dec 14, 2015
Accepted (ET)
Dec 14, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 9,818 | $76.64 | A | 22,252 | D | |
| Common StockF1 | Dec 14, 2015 | D | 4,936 | $152.21 | D | 17,316 | D | |
| Common StockF1 | Dec 14, 2015 | S | 8,670 | $152.21 | D | 8,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $76.64 | Dec 14, 2015 | M | 9,818 | D | Nov 23, 2011 | Nov 23, 2020 | Common Stock | 9,818 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $152.07 through $152.55. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The stock appreciation rights vest in four annual installments beginning November 23, 2011.