SEC Form 4 · accession 0001543407-15-000084
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent A Forlenza
Officer — Chairman, CEO and President · Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 8, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2015 | M | 18,073 | $71.72 | A | 190,754 | D | |
| Common StockF1 | Dec 8, 2015 | D | 8,467 | $153.10 | D | 182,287 | D | |
| Common StockF1 | Dec 8, 2015 | S | 9,606 | $153.10 | D | 172,681 | D | |
| Common Stock | Dec 8, 2015 | M | 18,157 | $84.33 | A | 190,838 | D | |
| Common StockF1 | Dec 8, 2015 | D | 10,001 | $153.10 | D | 180,837 | D | |
| Common StockF1 | Dec 8, 2015 | S | 8,156 | $153.10 | D | 172,681 | D | |
| Common Stock | holding | — | — | — | 14,328 | I | By GRAT | |
| Common StockF2 | holding | — | — | — | 10,125 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $71.72 | Dec 8, 2015 | M | 18,073 | D | Nov 21, 2007 | Nov 21, 2016 | Common Stock | 18,073 | 0 | D |
| Stock Appreciation RightsF4 | $84.33 | Dec 8, 2015 | M | 18,157 | D | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 18,157 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $152.46 through $153.65. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of September 30, 2015.
- F3The stock appreciation rights vest in four annual installments beginning November 21, 2007.
- F4The stock appreciation rights vest in four annual installments beginning November 20, 2008.