SEC Form 4 · accession 0001543407-15-000071
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent A Forlenza
Officer — Chairman, CEO and President · Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 30, 2015 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | G | 2,174 | $0.00 | D | 159,907 | D | |
| Common StockF1 | Nov 26, 2015 | A | 12,774 | $0.00 | A | 172,681 | D | |
| Common Stock | holding | — | — | — | 14,328 | I | By GRAT | |
| Common StockF2 | holding | — | — | — | 10,125 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $150.12 | Nov 26, 2015 | A | 165,138 | A | Nov 26, 2016 | Nov 26, 2025 | Common Stock | 165,138 | 165,138 | D |
Explanation of responses
- F1Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of September 30, 2015.
- F3The stock appreciation rights vest in four annual installments beginning November 26, 2016.