SEC Form 4 · accession 0001543407-15-000054
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerome V Hurwitz
Officer — Executive Vice President
Period of report
Nov 18, 2015
Accepted (ET)
Nov 18, 2015 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | M | 4,003 | $62.50 | A | 8,869 | D | |
| Common StockF1 | Nov 18, 2015 | D | 1,656 | $151.02 | D | 7,213 | D | |
| Common StockF1 | Nov 18, 2015 | S | 2,347 | $151.02 | D | 4,866 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $62.50 | Nov 18, 2015 | M | 4,003 | D | Nov 25, 2009 | Nov 25, 2018 | Common Stock | 4,003 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $151.02 through $151.03. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The stock appreciation rights vest in four annual installments beginning November 25, 2009.