SEC Form 4 · accession 0001543407-15-000053
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Cohen
Officer — Executive Vice President
Period of report
Nov 6, 2015
Accepted (ET)
Nov 10, 2015 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 40,235 | $75.63 | A | 112,550 | D | |
| Common StockF1 | Nov 6, 2015 | D | 20,033 | $151.90 | D | 92,517 | D | |
| Common StockF1 | Nov 6, 2015 | S | 20,202 | $151.90 | D | 72,315 | D | |
| Common Stock | holding | — | — | — | 2,880 | I | By children | |
| Common StockF2 | holding | — | — | — | 18,253 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $75.63 | Nov 6, 2015 | M | 40,235 | D | Nov 24, 2010 | Nov 24, 2019 | Common Stock | 40,235 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $151.57 through $152.21. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of October 31, 2015.
- F3The stock appreciation rights vest in four annual installments beginning November 24, 2010.