SEC Form 4 · accession 0001543407-15-000043
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry P Becton Jr.
Director
Period of report
Jul 14, 2015
Accepted (ET)
Aug 5, 2015 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2015 | G | 2,080 | $0.00 | D | 112,683 | I | See footnote |
| Common StockF2 | holding | — | — | — | 75,213 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 37,166 | I | By wife | |
| Common StockF4 | holding | — | — | — | 108,552 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 11,175 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 17,000 | I | See footnote | |
| Common StockF7 | holding | — | — | — | 27,628 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Rights to Common Stock Under 1996 Directors Deferral PlanF10,F8,F9 | — | Aug 4, 2015 | A | 151 | A | — | — | Common Stock | 151 | 16,721 | D |
Explanation of responses
- F1Represents shares held in trust and/or limited liability company for benefit of reporting person.
- F10Includes rights acquired through dividend reinvestment since the last report filed by the reporting person.
- F2Represents shares held in trust of which reporting person is a beneficiary and a trustee.
- F3Represents shares held in trust and directly by spouse.
- F4By trusts for benefit of reporting person's children, with wife and independent advisor as co-trustees. The reporting person disclaims beneficial ownership of these shares.
- F5By trust for benefit of reporting person and his siblings, of which he is a co-trustee.
- F6Represents shares held in trust for benefit of reporting person's wife and descendants of which wife is a co-trustee. The reporting person disclaims beneficial ownership of these shares.
- F7Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.
- F8The securities convert to common stock on a one-for-one basis.
- F9The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person.