SEC Form 4 · accession 0001543407-15-000040
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Sichak
Officer — Executive Vice President
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | S | 3,659 | $140.95 | D | 10,541 | D | |
| Common Stock | Jun 1, 2015 | M | 7,116 | $62.50 | A | 17,657 | D | |
| Common StockF2 | Jun 1, 2015 | D | 3,155 | $140.94 | D | 14,502 | D | |
| Common StockF2 | Jun 1, 2015 | S | 3,961 | $140.94 | D | 10,541 | D | |
| Common Stock | Jun 1, 2015 | M | 9,854 | $75.63 | A | 20,395 | D | |
| Common StockF2 | Jun 1, 2015 | D | 5,286 | $140.94 | D | 15,109 | D | |
| Common StockF2 | Jun 1, 2015 | S | 4,568 | $140.94 | D | 10,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $62.50 | Jun 1, 2015 | M | 7,116 | D | Nov 25, 2009 | Nov 25, 2018 | Common Stock | 7,116 | 0 | D |
| Stock Appreciation RightsF4 | $75.63 | Jun 1, 2015 | M | 9,854 | D | Nov 24, 2010 | Nov 24, 2019 | Common Stock | 9,854 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $140.87 through $141.12. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $140.86 through $141.12. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F3The stock appreciation rights vest in four annual installments beginning November 25, 2009.
- F4The stock appreciation rights vest in four annual installments beginning November 24, 2010.