SEC Form 4 · accession 0001543407-15-000039
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Polen Jr.
Officer — Executive Vice President
Period of report
May 22, 2015
Accepted (ET)
May 22, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2015 | S | 2,648 | $142.58 | D | 4,939 | D | |
| Common Stock | May 22, 2015 | M | 2,670 | $76.64 | A | 7,609 | D | |
| Common StockF2 | May 22, 2015 | D | 1,436 | $142.51 | D | 6,173 | D | |
| Common StockF2 | May 22, 2015 | S | 1,234 | $142.51 | D | 4,939 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $76.64 | May 22, 2015 | M | 2,670 | D | Nov 23, 2011 | Nov 23, 2020 | Common Stock | 2,670 | 8,001 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $142.56 through $142.58. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $142.51 through $142.55. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F3The stock appreciation rights vest in four annual installments beginning November 23, 2011.