SEC Form 4 · accession 0001543407-15-000037
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Kozy
Officer — Executive Vice President
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 18,455 | $62.50 | A | 92,163 | D | |
| Common StockF1 | May 20, 2015 | D | 8,129 | $142.00 | D | 84,034 | D | |
| Common StockF1 | May 20, 2015 | S | 10,326 | $142.00 | D | 73,708 | D | |
| Common Stock | holding | — | — | — | 44,224 | I | By wife | |
| Common StockF2 | holding | — | — | — | 12,021 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $62.50 | May 20, 2015 | M | 18,455 | D | Nov 28, 2009 | Nov 28, 2018 | Common Stock | 18,455 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $141.45 through $142.02. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of April 30, 2015.
- F3The stock appreciation rights vest in four annual installments beginning November 28, 2009.