SEC Form 4 · accession 0001543407-15-000035
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Lim
Officer — Executive Vice President
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | M | 915 | $84.33 | A | 12,193 | D | |
| Common StockF1 | May 18, 2015 | D | 544 | $141.80 | D | 11,649 | D | |
| Common StockF1 | May 18, 2015 | S | 371 | $141.80 | D | 11,278 | D | |
| Common Stock | May 18, 2015 | M | 6,158 | $75.63 | A | 17,436 | D | |
| Common StockF1 | May 18, 2015 | D | 3,281 | $141.80 | D | 14,155 | D | |
| Common StockF1 | May 18, 2015 | S | 2,877 | $141.80 | D | 11,278 | D | |
| Common Stock | May 18, 2015 | M | 775 | $76.64 | A | 12,053 | D | |
| Common StockF1 | May 18, 2015 | D | 419 | $141.80 | D | 11,634 | D | |
| Common StockF1 | May 18, 2015 | S | 356 | $141.80 | D | 11,278 | D | |
| Common StockF2 | holding | — | — | — | 2,817 | I | GSIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $84.33 | May 18, 2015 | M | 915 | D | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 915 | 0 | D |
| Stock Appreciation RightsF4 | $75.63 | May 18, 2015 | M | 6,158 | D | Nov 24, 2010 | Nov 24, 2019 | Common Stock | 6,158 | 0 | D |
| Stock Appreciation RightsF5 | $76.64 | May 18, 2015 | M | 775 | D | Nov 23, 2011 | Nov 23, 2020 | Common Stock | 775 | 5,628 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $141.80 through $141.82. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of September 30, 2014.
- F3The stock appreciation rights vest in four annual installments beginning November 20, 2008.
- F4The stock appreciation rights vest in four annual installments beginning November 24, 2010.
- F5The stock appreciation rights vest in four annual installments beginning November 23, 2011.