SEC Form 4 · accession 0001543407-15-000031
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Sherman
Officer — Exec VP and General Counsel
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 13, 2015 | S | 6,136 | $138.40 | D | 26,086 | D | |
| Common Stock | May 13, 2015 | M | 12,380 | $84.33 | A | 38,466 | D | |
| Common StockF2 | May 13, 2015 | D | 7,533 | $138.40 | D | 30,933 | D | |
| Common StockF2 | May 13, 2015 | S | 4,847 | $138.40 | D | 26,086 | D | |
| Common StockF3 | holding | — | — | — | 368 | I | SIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF4 | $84.33 | May 13, 2015 | M | 12,380 | D | Nov 20, 2008 | Nov 20, 2017 | Common Stock | 12,380 | 0 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $138.19 through $138.51. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $138.19 through $138.50. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F3Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of April 30, 2015.
- F4The stock appreciation rights vest in four annual installments beginning November 20, 2008.