SEC Form 4 · accession 0001543407-15-000029
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nabil Shabshab
Officer — Executive Vice President
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | S | 3,166 | $141.82 | D | 4,262 | D | |
| Common Stock | May 8, 2015 | M | 13,176 | $72.12 | A | 17,438 | D | |
| Common StockF2 | May 8, 2015 | D | 6,679 | $141.90 | D | 10,759 | D | |
| Common StockF2 | May 8, 2015 | S | 6,497 | $141.90 | D | 4,262 | D | |
| Common Stock | May 8, 2015 | M | 9,326 | $76.18 | A | 13,588 | D | |
| Common StockF2 | May 8, 2015 | D | 4,993 | $141.90 | D | 8,595 | D | |
| Common StockF2 | May 8, 2015 | S | 4,333 | $141.90 | D | 4,262 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $72.12 | May 8, 2015 | M | 13,176 | A | Nov 22, 2012 | Nov 22, 2021 | Common Stock | 13,176 | 4,392 | D |
| Stock Appreciation RightsF4 | $76.18 | May 8, 2015 | M | 9,326 | A | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 9,326 | 9,328 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $141.82 through $141.86. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $141.78 through $142.23. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F3The stock appreciation rights vest in four annual installments beginning November 22, 2012.
- F4The stock appreciation rights vest in four annual installments beginning November 20, 2013.