SEC Form 4 · accession 0001195839-16-000003
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Carinalli
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 15,000 | $2.82 | A | 321,631 | D | |
| Common Stock | Nov 22, 2016 | S | 31,536 | $4.475 | D | 290,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $2.82 | Nov 22, 2016 | M | 15,000 | D | Dec 23, 2010 | Dec 23, 2016 | Common Stock | 15,000 | 0 | D |
| RSU AwardF2,F1 | $0.00 | Nov 18, 2016 | A | 26,258 | A | Nov 18, 2017 | Nov 18, 2017 | Common Stock | 26,258 | 26,258 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests in full one year after the date of grant (or, if earlier, the date of the subsequent annual meeting).
- F2Column 8 is not an applicable reportable field.