SEC Form 4 · accession 0001078271-17-000016
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Meyercord
Officer — President and CEO · Director
Period of report
Jan 31, 2017
Accepted (ET)
Jun 28, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | J | 8,865 | $2.397 | A | 563,034 | D | |
| Common StockF2 | Jun 26, 2017 | S | 50,000 | $10.1038 | D | 474,390 | D | |
| Common StockF2 | Jun 26, 2017 | M | 15,000 | $3.02 | A | 489,390 | D | |
| Common StockF2 | Jun 26, 2017 | S | 15,000 | $10.1038 | D | 474,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $3.02 | Jun 26, 2017 | M | 15,000 | D | Dec 15, 2011 | Dec 15, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Shares were purchased through the 2014 Employee Stock Purchase Plan.
- F2Transaction made pursuant to a duly adopted 10b5-1 trading plan.