SEC Form 4 · accession 0001078271-17-000010
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Carinalli
Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 15,000 | $3.87 | A | 305,095 | D | |
| Common Stock | May 12, 2017 | M | 15,000 | $3.02 | A | 320,095 | D | |
| Common Stock | May 12, 2017 | M | 15,000 | $1.85 | A | 335,095 | D | |
| Common Stock | May 12, 2017 | M | 15,000 | $3.87 | A | 350,095 | D | |
| Common Stock | May 12, 2017 | M | 15,000 | $4.18 | A | 365,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $1.85 | May 12, 2017 | M | 15,000 | D | Dec 4, 2009 | Dec 4, 2018 | Common Stock | 15,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $3.02 | May 12, 2017 | M | 15,000 | D | Dec 15, 2011 | Dec 15, 2017 | Common Stock | 15,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $3.87 | May 12, 2017 | M | 15,000 | D | Dec 6, 2008 | Dec 6, 2017 | Common Stock | 15,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $3.87 | May 12, 2017 | M | 15,000 | D | Apr 26, 2013 | Apr 26, 2019 | Common Stock | 15,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $4.18 | May 12, 2017 | M | 15,000 | D | Jul 30, 2008 | Jul 30, 2017 | Common Stock | 15,000 | 0 | D |