SEC Form 4 · accession 0001078271-16-000218
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Kispert
Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2016 | M | 15,000 | $3.02 | A | 158,083 | D | |
| Common StockF1 | Dec 13, 2016 | S | 15,000 | $5.00 | D | 143,083 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $3.02 | Dec 13, 2016 | M | 15,000 | D | Dec 15, 2011 | Dec 15, 2017 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to a duly adopted 10b5-1 trading plan.
- F2Shares being held in the Kispert Family Trust UDT September 14, 2000.