SEC Form 4 · accession 0001078271-16-000200
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Kispert
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | S | 12,665 | $4.5665 | D | 143,083 | D | |
| Common StockF2 | holding | — | — | — | 20,000 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 12, 2016 a restricted stock unit vested for 31,662 shares. Mr. Kispert sold 12,665 shares pursuant to a 10b5-1 plan to cover taxes due related to the November 12, 2016 vesting and delivery of shares.
- F2Shares being held in the Kispert Family Trust UDT September 14, 2000.