SEC Form 4 · accession 0000899243-16-026753
EXTREME NETWORKS INC · EXTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Kispert
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078271
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 15,000 | $2.82 | A | 170,748 | D | |
| Common Stock | Aug 8, 2016 | S | 15,000 | $4.00 | D | 155,748 | D | |
| Common StockF1 | holding | — | — | — | 20,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $2.82 | Aug 8, 2016 | M | 15,000 | D | Dec 23, 2010 | Dec 23, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Shares being held in the Kispert Family Trust UDT September 14, 2000.
- F2Transaction made pursuant to a duly adopted 10b5-1 trading plan.