SEC Form 4 · accession 0001209191-18-042569
NAUTILUS, INC. · NLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M. Cazenave
Officer — Chief Executive Officer · Director
Period of report
Jul 11, 2018
Accepted (ET)
Jul 13, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2018 | M | 5,350 | $2.85 | A | 389,044 | D | |
| Common StockF3 | Jul 11, 2018 | S | 5,350 | $14.7374 | D | 383,694 | D | |
| Common Stock | Jul 12, 2018 | M | 5,350 | $2.85 | A | 389,044 | D | |
| Common StockF4 | Jul 12, 2018 | S | 5,350 | $14.4299 | D | 383,694 | D | |
| Common StockF5 | holding | — | — | — | 8,935 | I | By Daughter A | |
| Common StockF5 | holding | — | — | — | 8,935 | I | By Daughter B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.85 | Jul 11, 2018 | M | 5,350 | D | Feb 16, 2013 | Feb 16, 2019 | Common Stock | 5,350 | 16,050 | D |
| Stock Options (right to buy) | $2.85 | Jul 12, 2018 | M | 5,350 | D | Feb 16, 2013 | Feb 16, 2019 | Common Stock | 5,350 | 10,700 | D |
Explanation of responses
- F1Exercise of options expiring February 16, 2019 effected pursuant to a plan adopted under Rule 10b5-1 promulgated under the Securities Exchange Act of 1934.
- F2Shares sold pursuant to a plan adopted under Rule 10b5-1 promulgated under the Securities Exchange Act of 1934.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.90, inclusive. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.65, inclusive. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price.
- F5Consists of previously reported shares indirectly beneficially owned by the reporting person.