SEC Form 4 · accession 0001209191-18-027208
NAUTILUS, INC. · NLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M. Cazenave
Officer — Chief Executive Officer · Director
Period of report
Apr 28, 2018
Accepted (ET)
May 1, 2018 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2018 | M | 12,209 | $0.00 | A | 388,255 | D | |
| Common StockF1 | Apr 28, 2018 | F | 4,561 | $14.60 | D | 383,694 | D | |
| Common StockF2 | holding | — | — | — | 8,935 | I | By Daughter A | |
| Common StockF2 | holding | — | — | — | 8,935 | I | By Daughter B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Apr 28, 2018 | M | 12,209 | D | Apr 28, 2018 | Apr 28, 2018 | Common Stock | 12,209 | 0 | D |
Explanation of responses
- F1Payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3.
- F2Consists of previously reported shares indirectly beneficially owned by the reporting person.