SEC Form 4 · accession 0001209191-18-003352
NAUTILUS, INC. · NLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M. Cazenave
Officer — Chief Executive Officer · Director
Period of report
Jan 10, 2018
Accepted (ET)
Jan 12, 2018 · 1:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2018 | M | 5,350 | $2.53 | A | 372,876 | D | |
| Common StockF3 | Jan 10, 2018 | S | 5,350 | $12.5187 | D | 367,526 | D | |
| Common Stock | Jan 11, 2018 | M | 5,350 | $2.53 | A | 372,876 | D | |
| Common StockF4 | Jan 11, 2018 | S | 5,350 | $12.7761 | D | 367,526 | D | |
| Common StockF5 | holding | — | — | — | 8,935 | I | By Daughter A | |
| Common StockF5 | holding | — | — | — | 8,935 | I | By Daughter B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $2.53 | Jan 10, 2018 | M | 5,350 | D | May 30, 2012 | May 30, 2018 | Common Stock | 5,350 | 23,250 | D |
| Stock Option (right to buy) | $2.53 | Jan 11, 2018 | M | 5,350 | D | May 30, 2012 | May 30, 2018 | Common Stock | 5,350 | 17,900 | D |
Explanation of responses
- F1Exercise of options expiring May 30, 2018 effected pursuant to a plan adopted under Rule 10b5-1 promulgated under the Securities Exchange Act of 1934.
- F2Shares sold pursuant to a plan adopted under Rule 10b5-1 promulgated under the Securities Exchange Act of 1934.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.50 to $12.70, inclusive. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.65 to $12.90, inclusive. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price.
- F5Consists of previously reported shares indirectly beneficially owned by the reporting person.