SEC Form 4 · accession 0001209191-17-016135
NAUTILUS, INC. · NLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jeffery Lynn Collins
Officer — VP, Retail Sales
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | A | 11,440 | $0.00 | A | 11,552 | D | |
| Common StockF1 | Feb 27, 2017 | F | 3,390 | $16.45 | D | 8,162 | D | |
| Common Stock | Feb 27, 2017 | M | 4,237 | $8.22 | A | 12,399 | D | |
| Common StockF2 | Feb 27, 2017 | S | 4,237 | $16.05 | D | 8,162 | D | |
| Common StockF3 | Feb 28, 2017 | S | 8,050 | $16.0249 | D | 112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F4 | $8.22 | Feb 27, 2017 | M | 4,237 | D | — | Feb 13, 2021 | Common Stock | 4,237 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy the tax liability incident to the vesting of a security issued in accordance with Rule 16b-3.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.05 to $16.0501, inclusive. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.90 to $16.40, inclusive. The reporting person undertakes to provide Nautilus, Inc., any securityholder of Nautilus, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to Form 4.
- F4Option became exercisable as to one-third of the total shares on February 13, 2015, and as to an additional one-third of the total shares on February 13, 2016 and 2017, respectively.