SEC Form 4 · accession 0000899243-18-028912
NETSCOUT SYSTEMS INC · NTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Szabados
Officer — Chief Operating Officer
Period of report
Nov 13, 2018
Accepted (ET)
Nov 14, 2018 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Nov 13, 2018 | M | 7,500 | — | A | 51,580 | D | |
| Common StockF4 | Nov 13, 2018 | F | 2,209 | $26.36 | D | 49,371 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F5 | — | Nov 13, 2018 | M | 7,500 | D | Nov 13, 2018 | — | Common Stock | 7,500 | 86,300 | D |
Explanation of responses
- F1The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.
- F2Price is N/A.
- F3The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.
- F4Represents the closing price of the Company's Common Stock on November 12, 2018.
- F5Date is N/A.