SEC Form 4 · accession 0000899243-17-022416
NETSCOUT SYSTEMS INC · NTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent J Mullarkey
Director
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Sep 19, 2017 | M | 4,741 | — | A | 42,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Sep 19, 2017 | M | 4,741 | D | Sep 19, 2017 | — | Common Stock | 4,741 | 0 | D |
| Restricted Stock UnitF2,F4,F3 | — | Sep 19, 2017 | A | 4,236 | A | — | — | Common Stock | 4,236 | 4,236 | D |
Explanation of responses
- F1The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.
- F2Price is N/A.
- F3Date is N/A.
- F4All of the Restricted Stock Units vest on the date of the Company's Annual Meeting to occur in 2018, provided that during the period from the date of grant through the date of such Annual Meeting, the reporting person attends at least 75% of the meetings, collectively, of the Board and any committee of the Board of which the reporting person is a member. In the event that the attendance requirements are not met, the Restricted Stock Units will not become vested until 09/19/2020.