SEC Form 4 · accession 0000899243-16-033510
NETSCOUT SYSTEMS INC · NTCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anil K Singhal
Officer — Chief Executive Officer · Director
Period of report
Nov 13, 2016
Accepted (ET)
Nov 15, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001078075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Nov 13, 2016 | M | 12,500 | — | A | 108,996 | D | |
| Common StockF4 | Nov 13, 2016 | F | 5,882 | $31.60 | D | 103,114 | D | |
| Common StockF5 | holding | — | — | — | 2,382,732 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F6 | — | Nov 13, 2016 | M | 12,500 | D | Nov 13, 2016 | — | Common Stock | 12,500 | 132,917 | D |
Explanation of responses
- F1The shares of Common Stock were acquired upon the vesting of certain restricted stock units previously granted to the reporting person.
- F2Price is N/A.
- F3The shares of Common Stock were withheld to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.
- F4Represents the closing price of the Company's Common Stock on November 11, 2016.
- F5The shares of Common Stock are beneficially owned by various trusts for the benefit of the reporting person and his spouse.
- F6Date is N/A.