SEC Form 4 · accession 0001127602-19-005732
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luis Machuca
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2019 | A | 1,243 | $17.70 | A | 46,503 | I | by Deferred Comp Pln |
| Common StockF2,F3 | Feb 11, 2019 | J | 1,595 | $0.00 | A | 48,098 | I | by Deferred Comp Pln |
| Common Stock | holding | — | — | — | 15,703 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.
- F2Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
- F3Not required.