SEC Form 4 · accession 0001127602-19-004363
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cort L O'Haver
Officer — President & CEO · Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 8:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2019 | A | 53,072 | $17.90 | A | 359,367 | D | |
| Common StockF2 | Feb 4, 2019 | A | 53,072 | $17.90 | A | 412,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1PSA granted 2/04/19. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index.
- F2PSA granted 2/04/19. The grant vests at least three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2019-2021 compared to a Compensation Committee approved group of peers.