SEC Form 4 · accession 0001077771-18-000152
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anddria Varnado
Director
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2018 | A | 622 | $0.00 | A | 622 | D | |
| Common StockF2 | Nov 13, 2018 | A | 1,523 | $0.00 | A | 2,145 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.
- F2RSA granted 11/13/18 to new director on the Issuer's board of directors. The grant vests 100% on the day before the 2020 Annual Meeting.