SEC Form 4 · accession 0001077771-18-000017
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rilla S Delorier
Officer — EVP, Chief Strategy Officer
Period of report
Feb 2, 2018
Accepted (ET)
Feb 5, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2018 | A | 12,352 | $0.00 | A | 39,852 | D | |
| Common StockF2 | Feb 2, 2018 | A | 8,235 | $0.00 | A | 48,087 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1PSA granted 2/02/18. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index and the issuer's return on tangible common equity compared to a group of peers.
- F2RSA granted 2/02/18. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.