SEC Form 4 · accession 0001077771-17-000097
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peggy Y Fowler
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2017 | A | 2,275 | $0.00 | A | 3,668 | D | |
| Common StockF2,F3 | Apr 20, 2017 | J | 25 | — | A | 3,693 | D | |
| Common Stock | holding | — | — | — | 66,495 | I | by Fowler Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSA granted 4/20/17 to directors on the Issuer's board of directors. The grant vests 100% on the day before the 2018 Annual Meeting.
- F2Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
- F3Not required.