SEC Form 4 · accession 0001077771-17-000089
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria M Pope
Director
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 3:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2017 | A | 2,275 | $0.00 | A | 22,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $14.55 | holding | — | — | — | Jul 30, 2013 | Jul 29, 2023 | Common Stock | 3,252 | 3,252 | D |
Explanation of responses
- F1RSA granted 4/20/17 to directors on the Issuer's board of directors. The grant vests 100% on the day before the 2018 Annual Meeting.
- F2Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years.