SEC Form 4 · accession 0001077771-17-000077
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rilla S Delorier
Officer — EVP, Chief Strategy Officer
Period of report
Apr 19, 2017
Accepted (ET)
Apr 20, 2017 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2017 | A | 16,500 | $0.00 | A | 16,500 | D | |
| Common StockF2 | Apr 19, 2017 | A | 11,000 | $0.00 | A | 27,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1PSA granted 4/19/17. The grant vests approximately three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index and the issuer's return on tangible common equity compared to a group of peers.
- F2RSA granted 4/19/17. Beginning on the first anniversary of the grant date, the grant shares vest 33 1/3% per year for three years.