SEC Form 4 · accession 0001077771-17-000050
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luis Machuca
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2017 | J | 282 | — | A | 10,655 | D | |
| Common StockF1,F2 | Feb 10, 2017 | J | 2,308 | — | A | 35,887 | I | by Deferred Comp Pln |
| Common StockF3 | Feb 10, 2017 | A | 1,067 | $0.00 | A | 36,954 | I | by Deferred Comp Pln |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
- F2Not required.
- F3Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.