SEC Form 4/A · accession 0001077771-17-000002
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Neal T McLaughlin
Officer — EVP/Treasurer
Period of report
Dec 7, 2016
Accepted (ET)
Jan 24, 2017 · 1:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | F | 2,897 | $18.93 | D | 80,793 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is filed to correct an error in Table I, Row 5 - the number of shares has been adjusted to 2,897 disposed of (from 2,905) and the price has been adjusted to $18.93 (from $18.88).