SEC Form 4/A · accession 0001077771-16-000305
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David F Shotwell
Officer — EVP/Chief Credit Officer
Period of report
Feb 2, 2016
Accepted (ET)
Apr 8, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2016 | F | 1,042 | $14.08 | D | 33,573 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amendment being filed to report swap of shares to cover taxes on RSA shares released 2/2/2016 not previously reported.
- F2Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.