SEC Form 3/A · accession 0001077771-16-000300
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
UMPQUA HOLDINGS CORP
Officer — Consumer Bank President
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 2:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 215,879 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is filed to revise the total amount of Direct Beneficial Ownership to include 121,737 unvested restricted stock units originally granted by Sterling Financial Corporation and 486 shares acquired under the Sterling Financial Corporation employee stock purchase plan.