SEC Form 4 · accession 0001077771-16-000278
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria M Pope
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2016 | J | 123 | — | A | 12,631 | D | |
| Common StockF3 | Feb 10, 2016 | A | 1,197 | $0.00 | A | 13,828 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $14.55 | holding | — | — | — | Jul 30, 2013 | Jul 29, 2023 | Common Stock | 3,252 | 3,252 | D |
Explanation of responses
- F1Holdings reported include shares acquired pursuant to the Issuer's Director Compensation Plan.
- F2Not required.
- F3Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.
- F4Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years.