SEC Form 4 · accession 0001077771-16-000277
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luis Machuca
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 2:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 10, 2016 | J | 161 | — | A | 7,854 | D | |
| Common StockF3,F2 | Feb 10, 2016 | J | 131 | — | A | 28,594 | I | by Deferred Comp Pln |
| Common StockF1,F2 | Feb 10, 2016 | J | 40 | — | A | 28,634 | I | by Deferred Comp Pln |
| Common StockF4 | Feb 10, 2016 | A | 1,368 | $0.00 | A | 30,002 | I | by Deferred Comp Pln |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
- F2Not required.
- F3Holdings reported include shares acquired pursuant to the Issuer's Director Compensation Plan.
- F4Quarterly payment of equity portion of director compensation retainer; awards of shares made under the shareholder-approved 2013 Incentive Plan.