SEC Form 4 · accession 0001077771-16-000241
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cort L O'Haver
Officer — Commercial Bank President
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2016 | F | 1,944 | $13.93 | D | 162,534 | D | |
| Common StockF1 | Jan 29, 2016 | F | 1,199 | $14.48 | D | 161,335 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.