SEC Form 4 · accession 0001077771-15-000173
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Wardlow
Officer — EVP/Chief Credit Officer
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2015 | F | 4,344 | $18.08 | D | 104,018 | D | |
| Common StockF1 | Jul 1, 2015 | F | 7,643 | $18.08 | D | 96,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.