SEC Form 4 · accession 0001077771-15-000098
UMPQUA HOLDINGS CORP · UMPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ezra Eckhardt
Officer — EVP/Shared Resources
Period of report
Apr 1, 2015
Accepted (ET)
Apr 2, 2015 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | F | 2,528 | $17.19 | D | 194,196 | D | |
| Common Stock | holding | — | — | — | 26,746 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 1,545 | I | by IRA | |
| Common Stock | holding | — | — | — | 1,545 | I | by Spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.16 | holding | — | — | — | Apr 29, 2014 | Apr 28, 2024 | Common Stock | 14,730 | 14,730 | D |
Explanation of responses
- F1Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- F2Option granted 4/29/2013. Beginning on the first anniversary of the grant date, the option vest 25% per year over four years.