SEC Form 4 · accession 0001062993-17-001925
HOOKER FURNISHINGS Corp · HOFT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Huckfeldt
Officer — Chief Financial Officer
Period of report
Apr 14, 2017
Accepted (ET)
Apr 18, 2017 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 14, 2017 | A | 2,226 | $0.00 | A | 12,717 | D | |
| Common StockF1 | Apr 15, 2017 | M | 1,826 | $0.00 | A | 14,543 | D | |
| Common Stock | holding | — | — | — | 1,970 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Apr 15, 2017 | M | 1,826 | D | — | — | Common Stock | 1,826 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On April 15, 2014 the reporting person was granted 1826 restricted stock units, vesting 100% on April 15, 2017 as the reporting person remained continuously employed with the issuer through that date.