SEC Form 4 · accession 0001209191-15-006818
TEXAS CAPITAL BANCSHARES INC/TX · TCBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Rosenberg
Director
Period of report
Jan 23, 2015
Accepted (ET)
Jan 27, 2015 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001077428
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 23, 2015 | M | 4,000 | $19.37 | A | 41,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock options - right to buyF1 | $19.37 | Jan 23, 2015 | M | 4,000 | D | May 17, 2006 | May 17, 2015 | common stock | 4,000 | 0 | D |
Explanation of responses
- F1The stock options vested in equal increments of 800 shares annually beginning May 17, 2006, through May 17, 2010.